Hot Tips Turned Flops: Liability for Unsuitable Investment Advice – An Integrated Approach
by Hanns A. Abele, Georg E. Kodek and Guido K. Schaefer Abstract: This paper develops a new analytical framework for assessing losses from unsuitable investment advice, integrating both legal and economic aspects. First, … Continue reading
11/10/2015
Financial information regulation and Emir principles.
by Susan Clements and Valerio Lemma Abstract: This paper analyzes the provisions of (EU) Regulation No. 648 of 2012 (EMIR), in relation to the need to avoid certain practices of negotiating – … Continue reading
03/04/2015