Open Review of Management, Banking and Finance

«They say things are happening at the border, but nobody knows which border» (Mark Strand)

Hot Tips Turned Flops: Liability for Unsuitable Investment Advice – An Integrated Approach

by Hanns A. Abele, Georg E. Kodek and Guido K. Schaefer Abstract: This paper develops a new analytical framework for assessing losses from unsuitable investment advice, integrating both legal and economic aspects. First, … Continue reading

11/10/2015

Financial information regulation and Emir principles.

by Susan Clements and Valerio Lemma Abstract: This paper analyzes the provisions of (EU) Regulation No. 648 of 2012 (EMIR), in relation to the need to avoid certain practices of negotiating – … Continue reading

03/04/2015